Investment Advisor

Investment Advisor – Boosting Advisor Exams Legislation

This illustration, for Investment Advisor Magazine, goes along with an article about how pending legislation to regulate and mandate examination of financial advisors is on hold, but that everyone involved knows it will be brought up again. Largely because it is widely seen throughout the industry as necessary (if also unwanted) for a number of reasons and also is also widely supported by consumers.

Sketches & such on my blog: http://bit.ly/PSA9U9

Posted on Aug 30, 2012

More by Shaw Nielsen

View profile